Search Result

281 - 300 of 1694 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

EG 19.7 The Open-Ended Investment Companies Regulations 2001

As Published: 2016

EG 19.7 The Open-Ended Investment Companies Regulations 2001

SUP 10A.13 Application for approval and withdrawing an application for approval

As Published: 2015

SUP 10A.13 Application for approval and withdrawing an application for approval

FEES 6.7 Payment of levies

As Published: 2008

FEES 6.7 Payment of levies

FEES 13.2 The IML levy

As Published: 2017

FEES 13.2 The IML levy

SUP 12.7 Notification requirements

As Published: 2002

SUP 12.7 Notification requirements

MAR 9.3 Notification and information

As Published: 2017

MAR 9.3 Notification and information

COLL 14.3 Advisory committee

As Published: 2016

COLL 14.3 Advisory committee

SYSC 19A.1 General application and purpose

As Published: 2010

SYSC 19A.1 General application and purpose

CONC 2.7 Distance marketing

As Published: 2014

CONC 2.7 Distance marketing

CONC 6.6 Pawn broking: conduct of business

As Published: 2014

CONC 6.6 Pawn broking: conduct of business

MCOB 4.10 Home purchase plans: sales standards

As Published: 2006

MCOB 4.10 Home purchase plans: sales standards

BIPRU 8.6 Consolidated capital resources

As Published: 2006

BIPRU 8.6 Consolidated capital resources

GEN 4.5 Statements about authorisation and regulation by the appropriate regulator

As Published: 2008

GEN 4.5 Statements about authorisation and regulation by the appropriate regulator

CONC 4.2 Pre-contract disclosure and adequate explanations

As Published: 2014

CONC 4.2 Pre-contract disclosure and adequate explanations

MAR 8.2 Requirements for benchmark submitters

As Published: 2013

MAR 8.2 Requirements for benchmark submitters

APER 4.1 Statement of Principle 1

As Published: 2005

APER 4.1 Statement of Principle 1

SUP 2.1 Application and purpose

As Published: 2003

SUP 2.1 Application and purpose

ICOBS 6.4 Pre- and post-contract information: protection policies

As Published: 2015

ICOBS 6.4 Pre- and post-contract information: protection policies

CASS 6.3 Depositing assets and arranging for assets to be deposited with third parties

As Published: 2007

CASS 6.3 Depositing assets and arranging for assets to be deposited with third parties

REC 6.6 Supervision

As Published: 2013

REC 6.6 Supervision