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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DTR 5.6 Disclosures by issuers

As Published: 2010

DTR 5.6 Disclosures by issuers

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SYSC 10.1 Application

As Published: 2006

SYSC 10.1 Application

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REC 2.14 Rules and consultation

As Published: 2004

REC 2.14 Rules and consultation

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SYSC 4.7 Senior management responsibilities for UK relevant authorised persons: allocation of responsibilities

As Published: 2015

SYSC 4.7 Senior management responsibilities for UK relevant authorised persons: allocation of responsibilities

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COLL 4.2 Pre-sale notifications

As Published: 2006

COLL 4.2 Pre-sale notifications

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MCOB 2.5 Reliance on others

As Published: 2006

MCOB 2.5 Reliance on others

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SYSC 4.5 Management responsibilities maps for UK relevant authorised persons

As Published: 2015

SYSC 4.5 Management responsibilities maps for UK relevant authorised persons

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REC 4.2A Publication of information by UK RIEs and RAPs

As Published: 2007

REC 4.2A Publication of information by UK RIEs and RAPs

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MCOB 5A.4 Provision of a European Standardised Information Sheet (ESIS)

As Published: 2015

MCOB 5A.4 Provision of a European Standardised Information Sheet (ESIS)

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IFPRU 11.5 Intra-group financial support

As Published: 2016

IFPRU 11.5 Intra-group financial support

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PR 5.6 Miscellaneous

As Published: 2007

PR 5.6 Miscellaneous

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EG 2.8 Enforcement and the FCA's Principles for Business (‘the Principles’)

As Published: 2016

EG 2.8 Enforcement and the FCA's Principles for Business (‘the Principles’)

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LR 13.3 Contents of all circulars

As Published: 2007

LR 13.3 Contents of all circulars

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SYSC 19C.1 General application and purpose

As Published: 2014

SYSC 19C.1 General application and purpose

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PR 5.3 Certificate of approval

As Published: 2007

PR 5.3 Certificate of approval

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REC 6.2 Applications

As Published: 2007

REC 6.2 Applications

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SUP 8.3 Applying for a waiver

As Published: 2002

SUP 8.3 Applying for a waiver

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FEES 7.2 The CFEB levy

As Published: 2011

FEES 7.2 The CFEB levy

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CONC 4.1 Content of quotations

As Published: 2014

CONC 4.1 Content of quotations

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EG 8.5 Cancelling a firm’s Part 4A permission on its own initiative

As Published: 2016

EG 8.5 Cancelling a firm’s Part 4A permission on its own initiative

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