Search Result

EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279 and 281 of the Act – powers to revoke recognition of schemes recognised under section 272: the FCA's policy

…

SUP 9.2 Making a request for individual guidance

As Published: 2005

SUP 9.2 Making a request for individual guidance

…

BIPRU 3.7 Classification of off-balance-sheet items

As Published: 2007

BIPRU 3.7 Classification of off-balance-sheet items

…

SUP App 2.14A Fairness issues for with-profit firms in difficulty or in an irregular situation

As Published: 2015

SUP App 2.14A Fairness issues for with-profit firms in difficulty or in an irregular situation

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

CASS 5.1 Application

EG 13.6 Petitioning for compulsory winding up on just and equitable grounds

CONC App 1.1 Total charge for credit rules for certain agreements secured on land

ICOBS 6.4 Pre- and post-contract information: protection policies

COLL 6.13 Record keeping

REC 3.5 Disciplinary action and events relating to members of the management body

APER 4.3 Statement of Principle 3

DTR 5.1 Notification of the acquisition or disposal of major shareholdings

MAR 5A.5 Systems and controls for algorithmic trading

EG 13.7 Petitioning for compulsory winding up of a company already in voluntary winding up

PRIN 1.2 Clients and the Principles

FEES 7.1 Application and Purpose

EG 19.7 The Open-Ended Investment Companies Regulations 2001

PERG 10.4A The application of EU Directives

COLL 8.2 Constitution

REC 3.16 Information technology systems

EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279 and 281 of the Act – powers to revoke recognition of schemes recognised under section 272: the FCA's policy

SUP 9.2 Making a request for individual guidance

BIPRU 3.7 Classification of off-balance-sheet items

SUP App 2.14A Fairness issues for with-profit firms in difficulty or in an irregular situation