Search Result

201 - 220 of 556 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

CASS 10.2 Core content requirements

As Published: 2014

CASS 10.2 Core content requirements

PERG 13.2 General

As Published: 2011

PERG 13.2 General

PERG 2.3 The business element

As Published: 2006

PERG 2.3 The business element

SYSC 4.1 General requirements

As Published: 2002

SYSC 4.1 General requirements

MAR 1.3 Insider dealing

As Published: 2005

MAR 1.3 Insider dealing

COLL 5.7 Investment powers and borrowing limits for NURS operating as FAIFs

As Published: 2010

COLL 5.7 Investment powers and borrowing limits for NURS operating as FAIFs

SUP 16.18 AIFMD reporting

As Published: 2013

SUP 16.18 AIFMD reporting

BIPRU 11.3 Disclosures: Information to be disclosed; Frequency, media and location of disclosures; Verification

As Published: 2007

BIPRU 11.3 Disclosures: Information to be disclosed; Frequency, media and location of disclosures; Verification

PERG 13.6 CRD IV

As Published: 2007

PERG 13.6 CRD IV

REC 5.2 Application process

As Published: 2007

REC 5.2 Application process

SYSC 21.1 Risk control: guidance on governance arrangements

As Published: 2010

SYSC 21.1 Risk control: guidance on governance arrangements

SYSC 20.2 Reverse stress testing requirements

As Published: 2010

SYSC 20.2 Reverse stress testing requirements

SYSC 19A.2 General requirement

As Published: 2011

SYSC 19A.2 General requirement

SYSC 20.1 Application and purpose

As Published: 2009

SYSC 20.1 Application and purpose

IFPRU 6.2 Guidance on market risk

As Published: 2014

IFPRU 6.2 Guidance on market risk

MAR 8.3 Requirements for benchmark administrators

As Published: 2015

MAR 8.3 Requirements for benchmark administrators

COLL 11.6 Winding up, merger and division of master UCITS

As Published: 2013

COLL 11.6 Winding up, merger and division of master UCITS

BIPRU 12.3 Liquidity risk management

As Published: 2010

BIPRU 12.3 Liquidity risk management

RCB 1.1 Introduction to sourcebook

As Published: 2008

RCB 1.1 Introduction to sourcebook

IFPRU 3.2 Capital

As Published: 2014

IFPRU 3.2 Capital