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EG 13.9 The FCA's use of its power to petition for a bankruptcy order or a sequestration award in relation to an individual (section 372 of the Act)

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SYSC 4.2 Persons who effectively direct the business

As Published: 2008

SYSC 4.2 Persons who effectively direct the business

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SYSC 19B.1 Application

As Published: 2013

SYSC 19B.1 Application

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SUP 6.1 Application, interpretation and purpose

As Published: 2004

SUP 6.1 Application, interpretation and purpose

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SUP 10C.9 Minimising overlap with the PRA approved persons regime

As Published: 2015

SUP 10C.9 Minimising overlap with the PRA approved persons regime

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COLL 6.2 Dealing

As Published: 2005

COLL 6.2 Dealing

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COLL 6.12 Risk management policy and risk measurement

As Published: 2011

COLL 6.12 Risk management policy and risk measurement

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DEPP 1.2 Introduction to statutory notices

As Published: 2011

DEPP 1.2 Introduction to statutory notices

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MAR 9.4 Supervisory regime

As Published: 2017

MAR 9.4 Supervisory regime

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COLL 4.2 Pre-sale notifications

As Published: 2006

COLL 4.2 Pre-sale notifications

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EG 19.23 Electronic Money Regulations 2011

As Published: 2016

EG 19.23 Electronic Money Regulations 2011

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Similar To

EG 19.33 The Small and Medium Sized Business (Finance Platforms) Regulations 2015

EG 19.31 The Small and Medium Sized Business (Credit Information) Regulations

CASS 6.2 Holding of client assets

SUP 10C.16 References and accurate information

SUP 8.6 Publication of waivers

BIPRU 4.3 The IRB approach: Provisions common to different exposure classes

MCOB 1.6 Distinguishing regulated mortgage contracts and regulated credit agreements

SUP 11.5 Notifications by firms

PERG 13.7 The territorial application of MiFID [deleted]

EG 13.9 The FCA's use of its power to petition for a bankruptcy order or a sequestration award in relation to an individual (section 372 of the Act)