Search Result

81 - 100 of 1792 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SYSC 19D.3 Remuneration principles

As Published: 2017

SYSC 19D.3 Remuneration principles

MAR 10.4 Position reporting

As Published: 2017

MAR 10.4 Position reporting

FEES 13.2 The IML levy

As Published: 2017

FEES 13.2 The IML levy

COLL 6.2 Dealing

As Published: 2005

COLL 6.2 Dealing

SUP 10A.6 FCA governing functions

As Published: 2013

SUP 10A.6 FCA governing functions

SUP 10A.10 Customer-dealing functions

As Published: 2014

SUP 10A.10 Customer-dealing functions

SUP 15.3 General notification requirements

As Published: 2004

SUP 15.3 General notification requirements

COLL 5.6 Investment powers and borrowing limits for non-UCITS retail schemes

As Published: 2006

COLL 5.6 Investment powers and borrowing limits for non-UCITS retail schemes

COLL 6.6B UCITS depositaries

As Published: 2016

COLL 6.6B UCITS depositaries

ICOBS 1.1 The general application rule

As Published: 2007

ICOBS 1.1 The general application rule

SUP 18.4 Friendly Society transfers and amalgamations

As Published: 2001

SUP 18.4 Friendly Society transfers and amalgamations

CASS 7.10 Application and purpose

As Published: 2014

CASS 7.10 Application and purpose

SUP 13A.3 Qualifications for authorisation under the Act

As Published: 2007

SUP 13A.3 Qualifications for authorisation under the Act

LR App 1.1 Relevant definitions

As Published: 2005

LR App 1.1 Relevant definitions

FEES 2.1 Introduction

As Published: 2005

FEES 2.1 Introduction

COLL 7.4A Winding up a solvent ACS and terminating a sub-fund of a co-ownership scheme

As Published: 2013

COLL 7.4A Winding up a solvent ACS and terminating a sub-fund of a co-ownership scheme

PERG 10.2 General issues

As Published: 2006

PERG 10.2 General issues

COLL 4.5 Reports and accounts

As Published: 2006

COLL 4.5 Reports and accounts

FEES 1.1 Application and Purpose

As Published: 2005

FEES 1.1 Application and Purpose

COLL 8.4 Investment and borrowing powers

As Published: 2006

COLL 8.4 Investment and borrowing powers