Search Result

901 - 920 of 1568 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

EG 7.9 Suspensions of voting rights

As Published: 2016

EG 7.9 Suspensions of voting rights

SUP 16.2 Purpose

As Published: 2016

SUP 16.2 Purpose

EG 12.1 The FCA’s general approach

As Published: 2016

EG 12.1 The FCA’s general approach

APER 3.1 Introduction

As Published: 2005

APER 3.1 Introduction

CASS 1.3 General application: where?

As Published: 2007

CASS 1.3 General application: where?

MAR 5A.1 Application

As Published: 2017

MAR 5A.1 Application

SYSC 19E.1 Application

As Published: 2016

SYSC 19E.1 Application

SUP 16.11 Product Sales Data Reporting

As Published: 2004

SUP 16.11 Product Sales Data Reporting

IFPRU 4.10 Validation

As Published: 2014

IFPRU 4.10 Validation

COBS 11.7 Personal account dealing

As Published: 2007

COBS 11.7 Personal account dealing

EG 19.7 The Open-Ended Investment Companies Regulations 2001

As Published: 2016

EG 19.7 The Open-Ended Investment Companies Regulations 2001

FEES 10.2 Pensions guidance levy

As Published: 2015

FEES 10.2 Pensions guidance levy

RCB 4.2 Enforcement powers and penalties

As Published: 2010

RCB 4.2 Enforcement powers and penalties

DEPP 6.6 Financial penalties for late and incomplete submission of reports

As Published: 2010

DEPP 6.6 Financial penalties for late and incomplete submission of reports

BIPRU 14.1 Application and purpose

As Published: 2006

BIPRU 14.1 Application and purpose

IPRU-INV 5.11 Position risk requirement

As Published: 2016

IPRU-INV 5.11 Position risk requirement

MCOB 7A.5 Notification of changes resulting from auctions on the capital market

As Published: 2016

MCOB 7A.5 Notification of changes resulting from auctions on the capital market

FIT 1.2 Introduction

As Published: 2007

FIT 1.2 Introduction

DEPP 6.7 Discount for early settlement

As Published: 2010

DEPP 6.7 Discount for early settlement

DEPP 6A.2 Deciding whether to take action

As Published: 2013

DEPP 6A.2 Deciding whether to take action