Search Result

61 - 80 of 1593 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR App 2.1

As Published: 2005

LR App 2.1

REC 2.3 Financial resources

As Published: 2004

REC 2.3 Financial resources

PR 2.2 Format of prospectus

As Published: 2012

PR 2.2 Format of prospectus

LR 2.1 Preliminary

As Published: 2005

LR 2.1 Preliminary

FEES 4.4 Information on which fees are calculated

As Published: 2007

FEES 4.4 Information on which fees are calculated

DTR 5.4 Aggregation of managed holdings

As Published: 2007

DTR 5.4 Aggregation of managed holdings

DTR 4.4 Exemptions

As Published: 2010

DTR 4.4 Exemptions

LR 20.4 Continuing obligations

As Published: 2016

LR 20.4 Continuing obligations

LR 20.5 Disclosures

As Published: 2010

LR 20.5 Disclosures

SUP 11.3 Requirements on controllers or proposed controllers under the Act

As Published: 2001

SUP 11.3 Requirements on controllers or proposed controllers under the Act

LR 6.10 Specialist companies: mineral companies

As Published: 2017

LR 6.10 Specialist companies: mineral companies

LR 1.6 Listing Categories

As Published: 2010

LR 1.6 Listing Categories

SYSC 19A.3 Remuneration principles for IFPRU investment firms

As Published: 2011

SYSC 19A.3 Remuneration principles for IFPRU investment firms

COLL 6.9 Independence, names and UCITS business restrictions

As Published: 2006

COLL 6.9 Independence, names and UCITS business restrictions

LR 5.4 Restoring listing

As Published: 2010

LR 5.4 Restoring listing

LR 1.3 Information gathering and publication

As Published: 2005

LR 1.3 Information gathering and publication

LR 9.3 Continuing obligations: holders

As Published: 2006

LR 9.3 Continuing obligations: holders

PR 3.2 Filing and publication of prospectus

As Published: 2012

PR 3.2 Filing and publication of prospectus

PERG 2.7 Activities: a broad outline

As Published: 2006

PERG 2.7 Activities: a broad outline

PR App 1.1

As Published: 2005

PR App 1.1