Search Result

61 - 80 of 665 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 14.1 Application

As Published: 2005

LR 14.1 Application

LR 15.2 Requirements for listing

As Published: 2007

LR 15.2 Requirements for listing

SUP 10C.14 Changes to an FCA-approved person’s details

As Published: 2015

SUP 10C.14 Changes to an FCA-approved person’s details

MAR 8.3 Requirements for benchmark administrators

As Published: 2015

MAR 8.3 Requirements for benchmark administrators

LR 7.2 The Listing and Premium Listing Principles

As Published: 2009

LR 7.2 The Listing and Premium Listing Principles

LR 12.1 Application

As Published: 2005

LR 12.1 Application

COLL 5.2 General investment powers and limits for UCITS schemes

As Published: 2005

COLL 5.2 General investment powers and limits for UCITS schemes

BIPRU 7.10 Use of a Value at Risk Model

As Published: 2007

BIPRU 7.10 Use of a Value at Risk Model

SYSC 5.2 Certification regime

As Published: 2015

SYSC 5.2 Certification regime

LR 13.7 Circulars about purchase of own equity shares

As Published: 2007

LR 13.7 Circulars about purchase of own equity shares

LR 7.1 Application and purpose

As Published: 2005

LR 7.1 Application and purpose

SUP 15.7 Form and method of notification

As Published: 2002

SUP 15.7 Form and method of notification

DTR 4.1 Annual financial report

As Published: 2006

DTR 4.1 Annual financial report

LR 20.5 Disclosures

As Published: 2010

LR 20.5 Disclosures

LR 19.5 Disclosures

As Published: 2006

LR 19.5 Disclosures

SYSC 22.5 Giving references: additional rules and guidance for all firms

As Published: 2016

SYSC 22.5 Giving references: additional rules and guidance for all firms

PERG 8.12 Exemptions applying to all controlled activities

As Published: 2005

PERG 8.12 Exemptions applying to all controlled activities

LR 13.4 Class 1 circulars

As Published: 2007

LR 13.4 Class 1 circulars

MAR 1.3 Insider dealing

As Published: 2005

MAR 1.3 Insider dealing

FEES 3.2 Obligation to pay fees

As Published: 2006

FEES 3.2 Obligation to pay fees