Search Result

MCOB 2.6A Protecting customer’s interests: regulated mortgage contracts, home purchase plans, home reversion plans and regulated sale and rent back agreements

…

COBS 11.6 Use of dealing commission [deleted]

As Published: 2007

COBS 11.6 Use of dealing commission [deleted]

…

MAR 8.3 Requirements for benchmark administrators

As Published: 2015

MAR 8.3 Requirements for benchmark administrators

…

PERG 2.7 Activities: a broad outline

As Published: 2006

PERG 2.7 Activities: a broad outline

…

COCON 4.1 Specific guidance on individual conduct rules

As Published: 2015

COCON 4.1 Specific guidance on individual conduct rules

…

COLL 6.6B UCITS depositaries

As Published: 2016

COLL 6.6B UCITS depositaries

…

LR 9.2 Requirements with continuing application

As Published: 2006

LR 9.2 Requirements with continuing application

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

COLL 11.6 Winding up, merger and division of master UCITS

BIPRU 7.10 Use of a Value at Risk Model

SUP 12.9 Record keeping

IFPRU 2.3 Supervisory review and evaluation process: internal capital adequacy standards

REC 2.5 Systems and controls, algorithmic trading and conflicts

CASS 5.4 Non-statutory client money trust

CASS 1A.2 CASS firm classification

COLL 4.5 Reports and accounts

SYSC 4.7 Senior management responsibilities for UK relevant authorised persons: allocation of responsibilities

SUP 18.4 Friendly Society transfers and amalgamations

SUP 12.4 What must a firm do when it appoints an appointed representative or an EEA tied agent?

MCOB 6.9 Regulated sale and rent back agreements

CASS 7.17 Statutory trust

MCOB 2.6A Protecting customer’s interests: regulated mortgage contracts, home purchase plans, home reversion plans and regulated sale and rent back agreements