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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 5.2 Cancelling listing

As Published: 2007

LR 5.2 Cancelling listing

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REC 4.6 The section 296 power to give directions

As Published: 2007

REC 4.6 The section 296 power to give directions

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COLL 9.2 Section 264 recognised schemes

As Published: 2011

COLL 9.2 Section 264 recognised schemes

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TC 4.1 Specified requirements for MiFID investment firms and for third country investment firms

As Published: 2017

TC 4.1 Specified requirements for MiFID investment firms and for third country investment firms

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COLL 2.1 Authorised fund applications

As Published: 2011

COLL 2.1 Authorised fund applications

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SYSC 4.3 Responsibility of senior personnel

As Published: 2007

SYSC 4.3 Responsibility of senior personnel

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SUP 3.2 Purpose

As Published: 2001

SUP 3.2 Purpose

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APER 2.1A The Statements of Principle

As Published: 2015

APER 2.1A The Statements of Principle

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TC App 6.1 Accredited bodies

As Published: 2011

TC App 6.1 Accredited bodies

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IPRU-INV 11.7 CAPITAL REPORTING

As Published: 2015

IPRU-INV 11.7 CAPITAL REPORTING

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DEPP 1.2 Introduction to statutory notices

As Published: 2011

DEPP 1.2 Introduction to statutory notices

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SUP 16.10 Verification of standing data

As Published: 2004

SUP 16.10 Verification of standing data

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LR 5.5 Miscellaneous

As Published: 2007

LR 5.5 Miscellaneous

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EG App 3.1 The FCA

As Published: 2015

EG App 3.1 The FCA

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REC 6.1 Introduction and legal background

As Published: 2007

REC 6.1 Introduction and legal background

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MAR 5.1 Application

As Published: 2007

MAR 5.1 Application

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MAR 1.2 Market Abuse: general

As Published: 2002

MAR 1.2 Market Abuse: general

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PERG 1.2 Introduction

As Published: 2007

PERG 1.2 Introduction

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CONC 8.3 Pre contract information and advice requirements

As Published: 2014

CONC 8.3 Pre contract information and advice requirements

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IPRU-INV 13.1A Capital resources and professional indemnity insurance requirements for an exempt CAD firm

As Published: 2010

IPRU-INV 13.1A Capital resources and professional indemnity insurance requirements for an exempt CAD firm

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