Search Result

701 - 720 of 1825 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 13.4 Class 1 circulars

As Published: 2007

LR 13.4 Class 1 circulars

MCOB 1.3 General application: where?

As Published: 2004

MCOB 1.3 General application: where?

PRIN 4.1 Principles: MiFID business

As Published: 2007

PRIN 4.1 Principles: MiFID business

PERG 6.7 Examples

As Published: 2005

PERG 6.7 Examples

MAR 5.7 Pre- and post-trade transparency requirements for equity and non- equity instruments: form of waiver and deferral

As Published: 2007

MAR 5.7 Pre- and post-trade transparency requirements for equity and non- equity instruments: form of waiver and deferral

SUP 8A.5 Revoking or varying directions and determinations

As Published: 2014

SUP 8A.5 Revoking or varying directions and determinations

TC App 6.1 Accredited bodies

As Published: 2011

TC App 6.1 Accredited bodies

CONC 14.1 Application

As Published: 2014

CONC 14.1 Application

REC 2.9 Transaction recording

As Published: 2004

REC 2.9 Transaction recording

APER 4.1 Statement of Principle 1

As Published: 2005

APER 4.1 Statement of Principle 1

SUP 16.16 Prudent valuation reporting

As Published: 2012

SUP 16.16 Prudent valuation reporting

CONC 13.1 Application

As Published: 2014

CONC 13.1 Application

SUP 17A.1 Application

As Published: 2017

SUP 17A.1 Application

FEES 10.2 Pensions guidance levy

As Published: 2015

FEES 10.2 Pensions guidance levy

LR App 2.1

As Published: 2005

LR App 2.1

COND 2.2 Location of offices

As Published: 2004

COND 2.2 Location of offices

SYSC 14.1 Application

As Published: 2006

SYSC 14.1 Application

CASS 5.8 Safe keeping of client's documents and other assets

As Published: 2010

CASS 5.8 Safe keeping of client's documents and other assets

REC 2.14 Rules and consultation

As Published: 2004

REC 2.14 Rules and consultation

LR 2.2 Requirements for all securities

As Published: 2007

LR 2.2 Requirements for all securities