Search Result

621 - 640 of 1651 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 8.20 Additional restriction on the promotion of collective investment schemes

As Published: 2005

PERG 8.20 Additional restriction on the promotion of collective investment schemes

BIPRU 1.3 Applications for advanced approaches and waivers

As Published: 2006

BIPRU 1.3 Applications for advanced approaches and waivers

PERG 5.3 Contracts of insurance

As Published: 2015

PERG 5.3 Contracts of insurance

MAR 4.3 Support of the Takeover Panel's Functions

As Published: 2007

MAR 4.3 Support of the Takeover Panel's Functions

SYSC 13.9 Outsourcing

As Published: 2015

SYSC 13.9 Outsourcing

ICOBS 1.1 The general application rule

As Published: 2007

ICOBS 1.1 The general application rule

CASS 1A.2 CASS firm classification

As Published: 2010

CASS 1A.2 CASS firm classification

COLL 14.4 Income allocation and distribution

As Published: 2016

COLL 14.4 Income allocation and distribution

COLL 12.2 UK UCITS management companies

As Published: 2016

COLL 12.2 UK UCITS management companies

COCON 4.2 Specific guidance on senior manager conduct rules

As Published: 2015

COCON 4.2 Specific guidance on senior manager conduct rules

REC 3.1 Application and purpose

As Published: 2011

REC 3.1 Application and purpose

PERG 9.5 The property condition (section 236(2) of the Act)

As Published: 2005

PERG 9.5 The property condition (section 236(2) of the Act)

CONC 2.7 Distance marketing

As Published: 2014

CONC 2.7 Distance marketing

APER 1.1A Application

As Published: 2015

APER 1.1A Application

REC 2.7A Position management and position reporting in relation to commodity derivatives

As Published: 2017

REC 2.7A Position management and position reporting in relation to commodity derivatives

REC 4.3 Risk assessments for UK recognised bodies

As Published: 2013

REC 4.3 Risk assessments for UK recognised bodies

FEES 11.1 Application, purpose and background

As Published: 2015

FEES 11.1 Application, purpose and background

EG 19.12 Financial Conglomerates and Other Financial Groups Regulations 2004

As Published: 2015

EG 19.12 Financial Conglomerates and Other Financial Groups Regulations 2004

PERG 8.24 Advising on investments

As Published: 2005

PERG 8.24 Advising on investments

PERG 9.2 Introduction

As Published: 2005

PERG 9.2 Introduction