Search Result

621 - 640 of 1732 items.

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 9.6 The investment condition (section 236(3) of the Act): general

As Published: 2009

PERG 9.6 The investment condition (section 236(3) of the Act): general

…

IPRU-INV 9 App 1 Interpretation

As Published: 2015

IPRU-INV 9 App 1 Interpretation

…

PR 4.2 Third country issuers

As Published: 2005

PR 4.2 Third country issuers

…

PRIN 3.1 Who?

As Published: 2007

PRIN 3.1 Who?

…

LR 5.2 Cancelling listing

As Published: 2007

LR 5.2 Cancelling listing

…

REC 3.18 Membership

As Published: 2010

REC 3.18 Membership

…

LR 6.14 Shares in public hands

As Published: 2017

LR 6.14 Shares in public hands

…

REC 3.14A Operation of a trading venue

As Published: 2007

REC 3.14A Operation of a trading venue

…

LR 9.6 Notifications

As Published: 2006

LR 9.6 Notifications

…

MCOB 4.11 Sale and rent back: advising and selling standards

As Published: 2010

MCOB 4.11 Sale and rent back: advising and selling standards

…

SUP 13A.7 Top-up permission

As Published: 2007

SUP 13A.7 Top-up permission

…

PERG 16.8 Territorial scope

As Published: 2013

PERG 16.8 Territorial scope

…

REC 3.12 Legal proceedings

As Published: 2013

REC 3.12 Legal proceedings

…

LR 8.4 Role of a sponsor: transactions

As Published: 2007

LR 8.4 Role of a sponsor: transactions

…

IFPRU 1.5 Notification of FINREP reporting

As Published: 2014

IFPRU 1.5 Notification of FINREP reporting

…

SUP 15.2 Purpose

As Published: 2005

SUP 15.2 Purpose

…

EG 2.1 Case selection and the use of enforcement powers

As Published: 2016

EG 2.1 Case selection and the use of enforcement powers

…

DISP 2.7 Is the complainant eligible?

As Published: 2008

DISP 2.7 Is the complainant eligible?

…

COLL 5.1 Introduction

As Published: 2010

COLL 5.1 Introduction

…

COBS 22.3 Restrictions on the retail distribution of contingent convertible instruments and CoCo funds

As Published: 2015

COBS 22.3 Restrictions on the retail distribution of contingent convertible instruments and CoCo funds

…