Search Result

581 - 600 of 1346 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

EG 8.5 Cancelling a firm’s Part 4A permission on its own initiative

As Published: 2016

EG 8.5 Cancelling a firm’s Part 4A permission on its own initiative

MCOB 11.4 Application

As Published: 2012

MCOB 11.4 Application

COBS 22.3 Restrictions on the retail distribution of contingent convertible instruments and CoCo funds

As Published: 2015

COBS 22.3 Restrictions on the retail distribution of contingent convertible instruments and CoCo funds

PR 1.1 Preliminary

As Published: 2005

PR 1.1 Preliminary

BIPRU 7.4 Commodity PRR

As Published: 2007

BIPRU 7.4 Commodity PRR

EG 15.1 Introduction

As Published: 2016

EG 15.1 Introduction

LR 5.5 Miscellaneous

As Published: 2007

LR 5.5 Miscellaneous

LR App 1.1 Relevant definitions

As Published: 2005

LR App 1.1 Relevant definitions

RCB 1.1 Introduction to sourcebook

As Published: 2008

RCB 1.1 Introduction to sourcebook

REC 3.2 Form and method of notification

As Published: 2013

REC 3.2 Form and method of notification

CASS 1.2 General application: who? what?

As Published: 2003

CASS 1.2 General application: who? what?

GEN 5.1 Application and purpose

As Published: 2003

GEN 5.1 Application and purpose

MIPRU 4.4 Calculation of capital resources

As Published: 2006

MIPRU 4.4 Calculation of capital resources

EG 11.2 Criteria for determining whether to exercise powers to obtain restitution

As Published: 2016

EG 11.2 Criteria for determining whether to exercise powers to obtain restitution

LR 3.4 Debt and other securities

As Published: 2007

LR 3.4 Debt and other securities

COBS 4.13 UCITS

As Published: 2011

COBS 4.13 UCITS

SYSC 19A.1 General application and purpose

As Published: 2010

SYSC 19A.1 General application and purpose

PR App 3.1

As Published: 2005

PR App 3.1

SUP 10C.9 Minimising overlap with the PRA approved persons regime

As Published: 2015

SUP 10C.9 Minimising overlap with the PRA approved persons regime

FEES 10.5 Application of FEES 4 to the pensions guidance levy

As Published: 2015

FEES 10.5 Application of FEES 4 to the pensions guidance levy