Search Result

521 - 540 of 1497 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR App 1.1 Relevant definitions

As Published: 2005

LR App 1.1 Relevant definitions

CASS 9.1 Application

As Published: 2010

CASS 9.1 Application

FEES 11.1 Application, purpose and background

As Published: 2015

FEES 11.1 Application, purpose and background

EG 19.34 Markets in Financial Instruments Regulations 2017

As Published: 2017

EG 19.34 Markets in Financial Instruments Regulations 2017

IFPRU 4.7 Internal ratings based approach: loss given default

As Published: 2014

IFPRU 4.7 Internal ratings based approach: loss given default

EG 19.35 Data Reporting Services Regulations 2017

As Published: 2017

EG 19.35 Data Reporting Services Regulations 2017

LR 5.6 Reverse takeovers

As Published: 2012

LR 5.6 Reverse takeovers

EG 19.11 Financial Services (Distance Marketing) Regulations 2004

As Published: 2016

EG 19.11 Financial Services (Distance Marketing) Regulations 2004

LR 19.1 Application

As Published: 2005

LR 19.1 Application

MAR 4.3 Support of the Takeover Panel's Functions

As Published: 2007

MAR 4.3 Support of the Takeover Panel's Functions

PR 1.1 Preliminary

As Published: 2005

PR 1.1 Preliminary

EG 12.2 FCA cautions

As Published: 2015

EG 12.2 FCA cautions

EG 5.3 The basis of settlement discussions

As Published: 2016

EG 5.3 The basis of settlement discussions

MAR 10.2 Position limit requirements

As Published: 2017

MAR 10.2 Position limit requirements

REC 2.2 Method of satisfying the recognition requirements

As Published: 2004

REC 2.2 Method of satisfying the recognition requirements

REC 2.13 Promotion and maintenance of standards

As Published: 2004

REC 2.13 Promotion and maintenance of standards

DTR 1A.2 Modifying rules and consulting the FCA

As Published: 2012

DTR 1A.2 Modifying rules and consulting the FCA

REC 2.4 Suitability

As Published: 2004

REC 2.4 Suitability

DTR 1C.2 Modifying rules and consulting the FCA

As Published: 2014

DTR 1C.2 Modifying rules and consulting the FCA

REC 2.14 Rules and consultation

As Published: 2004

REC 2.14 Rules and consultation