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EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

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EG 12.1 The FCA’s general approach

As Published: 2016

EG 12.1 The FCA’s general approach

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MAR 10.5 Other reporting, notifications and information requirements

As Published: 2017

MAR 10.5 Other reporting, notifications and information requirements

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REC 6.1 Introduction and legal background

As Published: 2007

REC 6.1 Introduction and legal background

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LR 5.4A Transfer between listing categories: Equity shares

As Published: 2009

LR 5.4A Transfer between listing categories: Equity shares

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PR 1.2 Requirement for a prospectus and exemptions

MAR 2.5 The Price Stabilising Rules: overseas provisions

SUP 16.7A Annual report and accounts

DEPP 6.5B The five steps for penalties imposed on individuals in non-market abuse cases

REC 3.13 Delegation of relevant functions

SUP 11.4 Requirements on firms

SYSC 1.1A Application

CONC 3.9 Financial promotions and communications: debt counsellors and debt adjusters

LR 4.2 Contents and format of listing particulars

SYSC 8.1 General outsourcing requirements

REC 2.15 Discipline

COLL 7.3 Winding up a solvent ICVC and terminating or winding up a sub-fund of an ICVC

EG 8.1 Introduction

SUP 16.8 Persistency reports from insurers and data reports on stakeholder pensions

SUP 1A.2 Introduction

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

EG 12.1 The FCA’s general approach

MAR 10.5 Other reporting, notifications and information requirements

REC 6.1 Introduction and legal background

LR 5.4A Transfer between listing categories: Equity shares