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EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279 and 281 of the Act – powers to revoke recognition of schemes recognised under section 272: the FCA's policy

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CONC 8.3 Pre contract information and advice requirements

As Published: 2014

CONC 8.3 Pre contract information and advice requirements

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PERG 15.7 Transitional provisions

As Published: 2018

PERG 15.7 Transitional provisions

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LR 5.2 Cancelling listing

As Published: 2007

LR 5.2 Cancelling listing

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LR 12.5 Purchase of own securities other than equity shares

As Published: 2007

LR 12.5 Purchase of own securities other than equity shares

…

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Similar To

SUP App 3.3 Background

BIPRU 11.2 Basis of disclosures

PERG 9.1 Application and Purpose

BIPRU 12.6 Simplified ILAS

PERG 9.7 The investment condition: the 'reasonable investor'

LR 20.5 Disclosures

REC 3.8 Financial and other information

MIPRU 4.3 Calculation of annual income

SUP 3.6 Firms' cooperation with their auditors

CASS 7A.3 Secondary pooling events

SUP 15.14 Notifications under the Payment Services Regulations

IPRU-INV 5.4 Financial resources requirement

DISP 1.3 Complaints handling rules

REC 2.6 General safeguards for investors, suspension and removal of financial instruments from trading and order execution on regulated markets

PERG 13.5 Exemptions from MiFID

EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279 and 281 of the Act – powers to revoke recognition of schemes recognised under section 272: the FCA's policy

CONC 8.3 Pre contract information and advice requirements

PERG 15.7 Transitional provisions

LR 5.2 Cancelling listing

LR 12.5 Purchase of own securities other than equity shares