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EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

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EG 3.8 Information requests and investigations to assist EEA regulators in relation to short selling

As Published: 2016

EG 3.8 Information requests and investigations to assist EEA regulators in relation to short selling

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SUP 15A.1 Application and notifications under EMIR

As Published: 2013

SUP 15A.1 Application and notifications under EMIR

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ICOBS 2.5 Exclusion of liability, conditions, warranties, and reliance on others

EG 8.2 Varying a firm’s Part 4A permission or imposing requirements on the FCA’s own initiative

REC 4.2D Suspension and removal of financial instruments from trading by the FCA

BIPRU 9.5 Synthetic securitisation

PERG 4.5 Arranging regulated mortgage contracts

SUP 10C.9 Minimising overlap with the PRA approved persons regime

DEPP 7.1 Application and purpose

REC 3.6 Constitution and governance

EG 19.13 The Consumer Protection Co-operation Regulation26

MCOB 2.7A E-Commerce

COLL 7.3 Winding up a solvent ICVC and terminating or winding up a sub-fund of an ICVC

REC 3.8 Financial and other information

PERG 16.2 What types of funds and businesses are caught?

PERG 15.7 Transitional provisions

PERG 8.32 Arranging deals in investments

COLL 6.6A Duties of AFMs in relation to UCITS schemes and EEA UCITS schemes

SYSC 4.5 Management responsibilities maps for UK relevant authorised persons

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

EG 3.8 Information requests and investigations to assist EEA regulators in relation to short selling

SUP 15A.1 Application and notifications under EMIR