Search Result

401 - 420 of 1610 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SYSC 18.6 Whistleblowing obligations under MiFID and other EU legislation

As Published: 2017

SYSC 18.6 Whistleblowing obligations under MiFID and other EU legislation

EG 8.8 Other relevant powers

As Published: 2017

EG 8.8 Other relevant powers

PERG 8.4 Invitation or inducement

As Published: 2005

PERG 8.4 Invitation or inducement

IFPRU 4.2 Standardised approach

As Published: 2014

IFPRU 4.2 Standardised approach

SUP 10A.4 Specification of functions

As Published: 2013

SUP 10A.4 Specification of functions

REC 3.7 Auditors

As Published: 2013

REC 3.7 Auditors

SUP 9.1 Application and purpose

As Published: 2001

SUP 9.1 Application and purpose

SUP 15.14 Notifications under the Payment Services Regulations

As Published: 2018

SUP 15.14 Notifications under the Payment Services Regulations

CONC 1.2 Who? What? Where?

As Published: 2014

CONC 1.2 Who? What? Where?

CONC 2.2 General principles for credit-related regulated activities

As Published: 2015

CONC 2.2 General principles for credit-related regulated activities

SUP 14.3 Changes to cross border services

As Published: 2002

SUP 14.3 Changes to cross border services

PERG 8.5 In the course of business

As Published: 2005

PERG 8.5 In the course of business

REC 1.2 Purpose, status and quotations, notes or references

As Published: 2004

REC 1.2 Purpose, status and quotations, notes or references

LR 8.3 Role of a sponsor: general

As Published: 2008

LR 8.3 Role of a sponsor: general

LR 10.2 Classifying transactions

As Published: 2007

LR 10.2 Classifying transactions

PERG 2.6 Specified investments: a broad outline

As Published: 2005

PERG 2.6 Specified investments: a broad outline

LR 3.3 Shares

As Published: 2007

LR 3.3 Shares

RCB 3.3 Asset pool notifications

As Published: 2011

RCB 3.3 Asset pool notifications

MAR 10.2 Position limit requirements

As Published: 2017

MAR 10.2 Position limit requirements

SYSC 1.2 Purpose

As Published: 2006

SYSC 1.2 Purpose