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COBS 6.1B Retail investment product provider, operator of an electronic system in relation to lending, and platform service provider requirements relating to adviser charging and remuneration

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COBS 6.1D Product provider requirements relating to consultancy charging and remuneration

As Published: 2011

COBS 6.1D Product provider requirements relating to consultancy charging and remuneration

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COBS 20.1A The with-profits fund

As Published: 2015

COBS 20.1A The with-profits fund

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COBS 19.1 Pension transfers, conversions, and opt-outs

As Published: 2007

COBS 19.1 Pension transfers, conversions, and opt-outs

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COBS 4.13 UCITS

As Published: 2011

COBS 4.13 UCITS

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COBS 12.3 Non-independent research [deleted]

As Published: 2017

COBS 12.3 Non-independent research [deleted]

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COBS 18.6 Lloyd's

As Published: 2007

COBS 18.6 Lloyd's

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COBS 4.5 Communicating with retail clients (non-MiFID provisions)

COBS 19.7 Retirement risk warnings

COBS 5.1 The distance marketing disclosure rules

COBS 9.6 Special rules for giving basic advice on a stakeholder product

COBS 6.1C Consultancy charging and remuneration

COBS 9.1 Application and purpose provisions

COBS 5.2 E-Commerce

COBS 4.2 Fair, clear and not misleading communications

COBS 6.1 Information about the firm and compensation information (non-MiFID provisions)

COBS 11.3 Client order handling

COBS 9.2 Assessing suitability

COBS 18.11 Authorised professional firms

COBS 4.9 Financial promotions with an overseas element

COBS 6.1B Retail investment product provider, operator of an electronic system in relation to lending, and platform service provider requirements relating to adviser charging and remuneration