Search Result

321 - 340 of 1490 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 8.17 Financial promotions concerning agreements for qualifying credit

As Published: 2005

PERG 8.17 Financial promotions concerning agreements for qualifying credit

EG 15.2 Disqualification of auditors and actuaries under its powers contained in section 345, section 249 and section 261K of the Act: the FCA's general approach

As Published: 2016

EG 15.2 Disqualification of auditors and actuaries under its powers contained in section 345, section 249 and section 261K of the Act: the FCA's general approach

LR 18.4 Continuing obligations

As Published: 2006

LR 18.4 Continuing obligations

SUP 12.1 Application and purpose

As Published: 2004

SUP 12.1 Application and purpose

COLL 8.3 Investor relations

As Published: 2006

COLL 8.3 Investor relations

PERG 13.4 Financial instruments

As Published: 2007

PERG 13.4 Financial instruments

SUP 10C.4 Specification of functions

As Published: 2015

SUP 10C.4 Specification of functions

APER 4.5 Statement of Principle 5

As Published: 2008

APER 4.5 Statement of Principle 5

IFPRU 2.3 Supervisory review and evaluation process: internal capital adequacy standards

As Published: 2014

IFPRU 2.3 Supervisory review and evaluation process: internal capital adequacy standards

SUP 10A.15 References and accurate information

As Published: 2016

SUP 10A.15 References and accurate information

SUP 14.1 Application and purpose

As Published: 2001

SUP 14.1 Application and purpose

SUP 13A.3 Qualifications for authorisation under the Act

As Published: 2007

SUP 13A.3 Qualifications for authorisation under the Act

SUP 10A.2 Purpose

As Published: 2013

SUP 10A.2 Purpose

SUP 5.5 Duties of firms

As Published: 2007

SUP 5.5 Duties of firms

SUP 7.3 Criteria for varying a firm's permission or imposing, varying or cancelling requirements on the FCA's own initiative

As Published: 2004

SUP 7.3 Criteria for varying a firm's permission or imposing, varying or cancelling requirements on the FCA's own initiative

COLL 7.7 UCITS mergers

As Published: 2011

COLL 7.7 UCITS mergers

EG 20.1 Introduction

As Published: 2016

EG 20.1 Introduction

LR 12.5 Purchase of own securities other than equity shares

As Published: 2007

LR 12.5 Purchase of own securities other than equity shares

REC 6.7 Notification rules for overseas recognised bodies

As Published: 2013

REC 6.7 Notification rules for overseas recognised bodies

CONC 12.1 Application and purpose

As Published: 2013

CONC 12.1 Application and purpose