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EG 14.3 Exercise of the powers in respect of recognised schemes: section 267 of the Act - power to suspend promotion of a scheme recognised under section 264: the FCA’s policy

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SUP 16.9 Appointed representatives annual report

As Published: 2002

SUP 16.9 Appointed representatives annual report

…

MCOB 5.1 Application

As Published: 2004

MCOB 5.1 Application

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COBS 4.6 Past, simulated past and future performance (non-MiFID provisions)

PERG 2.10 Persons carrying on regulated activities who do not need authorisation

SUP 14.6 Cancelling qualification for authorisation

DTR 1A.1 Application and purpose (Transparency rules)

BIPRU 9.5 Synthetic securitisation

DTR 5.3 Notification of voting rights arising from the holding of certain financial instruments

IPRU-INV 9.2 GENERAL REQUIREMENTS

DTR 2.2 Disclosure of inside information

CASS 5.2 Holding money as agent of insurance undertaking

DTR 5.2 Acquisition or disposal of major proportions of voting rights

MCOB 5.9 Pre-sale disclosure for regulated sale and rent back agreements

RCB 3.6 Fees and other matters

MCOB 6.9 Regulated sale and rent back agreements

SYSC 13.8 External events and other changes

COBS 11.2 Best execution for AIFMs and residual CIS operators

PERG 8.6 Communicate

SUP 16.18 AIFMD reporting

EG 14.3 Exercise of the powers in respect of recognised schemes: section 267 of the Act - power to suspend promotion of a scheme recognised under section 264: the FCA’s policy

SUP 16.9 Appointed representatives annual report

MCOB 5.1 Application