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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

CONC 7.1 Application

As Published: 2014

CONC 7.1 Application

SUP 11.9 Changes in close links

As Published: 2004

SUP 11.9 Changes in close links

REC 6.6 Supervision

As Published: 2013

REC 6.6 Supervision

COLL 4.3 Approvals and notifications

As Published: 2006

COLL 4.3 Approvals and notifications

MAR 10.2 Position limit requirements

As Published: 2017

MAR 10.2 Position limit requirements

MAR 9.4 Supervisory regime

As Published: 2017

MAR 9.4 Supervisory regime

FIT 1.1 Application and purpose

As Published: 2015

FIT 1.1 Application and purpose

PERG 16.8 Territorial scope

As Published: 2013

PERG 16.8 Territorial scope

CONC 12.1 Application and purpose

As Published: 2013

CONC 12.1 Application and purpose

SUP 1A.3 The FCA's approach to supervision

As Published: 2013

SUP 1A.3 The FCA's approach to supervision

CASS 11.9 Segregation and the operation of client money accounts

As Published: 2014

CASS 11.9 Segregation and the operation of client money accounts

SUP 15.14 Notifications under the Payment Services Regulations

As Published: 2018

SUP 15.14 Notifications under the Payment Services Regulations

MCOB 5.5 Provision of illustrations

As Published: 2012

MCOB 5.5 Provision of illustrations

MIPRU 2.2 Allocation of the responsibility for insurance mediation activity or MCD credit intermediation activity

As Published: 2007

MIPRU 2.2 Allocation of the responsibility for insurance mediation activity or MCD credit intermediation activity

SUP 1A.1 Application and purpose

As Published: 2013

SUP 1A.1 Application and purpose

COLL 5.8 Investment powers and borrowing limits for feeder UCITS

As Published: 2011

COLL 5.8 Investment powers and borrowing limits for feeder UCITS

DEPP 4.1 Executive decision maker

As Published: 2007

DEPP 4.1 Executive decision maker

MAR 10.3 Position management controls

As Published: 2017

MAR 10.3 Position management controls

PERG 10.4A The application of EU Directives

As Published: 2006

PERG 10.4A The application of EU Directives

DISP 2.7 Is the complainant eligible?

As Published: 2008

DISP 2.7 Is the complainant eligible?