Search Result

281 - 300 of 1380 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COCON 1.2 Investments

As Published: 2015

COCON 1.2 Investments

SUP 16.4 Annual controllers report

As Published: 2001

SUP 16.4 Annual controllers report

SUP 6.2 Introduction

As Published: 2005

SUP 6.2 Introduction

REC 2.7A Position management and position reporting in relation to commodity derivatives

As Published: 2017

REC 2.7A Position management and position reporting in relation to commodity derivatives

SUP 11.5 Notifications by firms

As Published: 2004

SUP 11.5 Notifications by firms

SYSC 20.1 Application and purpose

As Published: 2009

SYSC 20.1 Application and purpose

SYSC 18.3 Internal arrangements

As Published: 2015

SYSC 18.3 Internal arrangements

DTR 5.4 Aggregation of managed holdings

As Published: 2007

DTR 5.4 Aggregation of managed holdings

CREDS 2.2 General provisions

As Published: 2012

CREDS 2.2 General provisions

COLL 5.8 Investment powers and borrowing limits for feeder UCITS

As Published: 2011

COLL 5.8 Investment powers and borrowing limits for feeder UCITS

REC 3.1 Application and purpose

As Published: 2011

REC 3.1 Application and purpose

COLL 6.11 Risk control and internal reporting

As Published: 2011

COLL 6.11 Risk control and internal reporting

CASS 5.4 Non-statutory client money trust

As Published: 2004

CASS 5.4 Non-statutory client money trust

SUP 13.11 Record keeping

As Published: 2007

SUP 13.11 Record keeping

IFPRU 4.6 Internal ratings based approach: probability of default

As Published: 2014

IFPRU 4.6 Internal ratings based approach: probability of default

PERG 8.4 Invitation or inducement

As Published: 2005

PERG 8.4 Invitation or inducement

SUP 13A.5 EEA firms providing cross border services into the United Kingdom

As Published: 2009

SUP 13A.5 EEA firms providing cross border services into the United Kingdom

REC 6.7 Notification rules for overseas recognised bodies

As Published: 2013

REC 6.7 Notification rules for overseas recognised bodies

PERG 8.21 Company statements, announcements and briefings

As Published: 2005

PERG 8.21 Company statements, announcements and briefings

SYSC 13.7 Processes and systems

As Published: 2007

SYSC 13.7 Processes and systems