Search Result

241 - 260 of 1527 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

GEN 5.1 Application and purpose

As Published: 2003

GEN 5.1 Application and purpose

DTR 5.6 Disclosures by issuers

As Published: 2010

DTR 5.6 Disclosures by issuers

LR 1.3 Information gathering and publication

As Published: 2005

LR 1.3 Information gathering and publication

EG 19.30 The Mortgage Credit Directive Order

As Published: 2016

EG 19.30 The Mortgage Credit Directive Order

DEPP 5.1 Settlement decision makers

As Published: 2007

DEPP 5.1 Settlement decision makers

MAR 10.5 Other reporting, notifications and information requirements

As Published: 2017

MAR 10.5 Other reporting, notifications and information requirements

REC 4.1 Application and purpose

As Published: 2007

REC 4.1 Application and purpose

SUP 15.7 Form and method of notification

As Published: 2002

SUP 15.7 Form and method of notification

PERG 2.10 Persons carrying on regulated activities who do not need authorisation

As Published: 2006

PERG 2.10 Persons carrying on regulated activities who do not need authorisation

COLL 5.6 Investment powers and borrowing limits for non-UCITS retail schemes

As Published: 2006

COLL 5.6 Investment powers and borrowing limits for non-UCITS retail schemes

SYSC 4.1 General requirements

As Published: 2002

SYSC 4.1 General requirements

EG App 2.1 Purpose, status and application of the guidelines

As Published: 2015

EG App 2.1 Purpose, status and application of the guidelines

LR 19.2 Requirements for listing

As Published: 2005

LR 19.2 Requirements for listing

SUP 8.2 Introduction

As Published: 2003

SUP 8.2 Introduction

LR 18.4 Continuing obligations

As Published: 2006

LR 18.4 Continuing obligations

COLL 6.6A Duties of AFMs in relation to UCITS schemes and EEA UCITS schemes

As Published: 2011

COLL 6.6A Duties of AFMs in relation to UCITS schemes and EEA UCITS schemes

SUP 15.5 Core information requirements

As Published: 2005

SUP 15.5 Core information requirements

MCOB 1.6 Distinguishing regulated mortgage contracts and regulated credit agreements

As Published: 2004

MCOB 1.6 Distinguishing regulated mortgage contracts and regulated credit agreements

SUP 5.5 Duties of firms

As Published: 2007

SUP 5.5 Duties of firms

REC 2.6 General safeguards for investors, suspension and removal of financial instruments from trading and order execution on regulated markets

As Published: 2004

REC 2.6 General safeguards for investors, suspension and removal of financial instruments from trading and order execution on regulated markets