Search Result

1 - 20 of 248 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

MAR 5A.5 Systems and controls for algorithmic trading

As Published: 2017

MAR 5A.5 Systems and controls for algorithmic trading

MAR 5A.3 Specific requirements for OTFs

As Published: 2017

MAR 5A.3 Specific requirements for OTFs

MAR 5A.6 Finalisation of transactions

As Published: 2017

MAR 5A.6 Finalisation of transactions

DISP 1.1A Complaints handling requirements for MiFID complaints

As Published: 2017

DISP 1.1A Complaints handling requirements for MiFID complaints

MAR 10.4 Position reporting

As Published: 2017

MAR 10.4 Position reporting

REC 2.16A Operation of a multilateral trading facility (MTF) or an organised trading facility (OTF)

As Published: 2007

REC 2.16A Operation of a multilateral trading facility (MTF) or an organised trading facility (OTF)

MAR 5.3A Systems and controls for algorithmic trading

As Published: 2017

MAR 5.3A Systems and controls for algorithmic trading

MAR 5A.4 Trading process requirements

As Published: 2017

MAR 5A.4 Trading process requirements

MAR 10.5 Other reporting, notifications and information requirements

As Published: 2017

MAR 10.5 Other reporting, notifications and information requirements

SYSC 10A.1 Application

As Published: 2017

SYSC 10A.1 Application

REC 3.15 Suspension of services and inability to operate facilities

As Published: 2007

REC 3.15 Suspension of services and inability to operate facilities

MAR 5.4 Finalisation of transactions

As Published: 2007

MAR 5.4 Finalisation of transactions

MAR 7A.3 Requirements for algorithmic trading

As Published: 2017

MAR 7A.3 Requirements for algorithmic trading

SUP App 3.6 Freedom to provide services

As Published: 2004

SUP App 3.6 Freedom to provide services

MAR 10.2 Position limit requirements

As Published: 2017

MAR 10.2 Position limit requirements

MAR 5A.9 Suspension and removal of financial instruments

As Published: 2017

MAR 5A.9 Suspension and removal of financial instruments

MAR 10.3 Position management controls

As Published: 2017

MAR 10.3 Position management controls

SUP App 3.9 Mapping of MiFID, CRD, AIFMD, UCITS Directive, MCD and Insurance Mediation Directive to the Regulated Activities Order

As Published: 2004

SUP App 3.9 Mapping of MiFID, CRD, AIFMD, UCITS Directive, MCD and Insurance Mediation Directive to the Regulated Activities Order

MAR 10.1 Application

As Published: 2017

MAR 10.1 Application

REC 6A.2 Removal of passport rights from EEA market operator

As Published: 2007

REC 6A.2 Removal of passport rights from EEA market operator