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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COLL 7.7 UCITS mergers

As Published: 2011

COLL 7.7 UCITS mergers

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DTR 5.4 Aggregation of managed holdings

As Published: 2007

DTR 5.4 Aggregation of managed holdings

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LR 11.1 Related party transactions

As Published: 2005

LR 11.1 Related party transactions

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MAR 10.1 Application

As Published: 2017

MAR 10.1 Application

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BIPRU 7.3 Equity PRR and basic interest rate PRR for equity derivatives

As Published: 2007

BIPRU 7.3 Equity PRR and basic interest rate PRR for equity derivatives

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MAR 5A.1 Application

As Published: 2017

MAR 5A.1 Application

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PR 3.1 Approval of prospectus

As Published: 2005

PR 3.1 Approval of prospectus

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PR 4.1 Use of languages

As Published: 2005

PR 4.1 Use of languages

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SUP 2.1 Application and purpose

As Published: 2003

SUP 2.1 Application and purpose

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REC 4.2E Information: compliance of UK recognised bodies with EU requirements

As Published: 2007

REC 4.2E Information: compliance of UK recognised bodies with EU requirements

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REC 3.21 Criminal offences and civil prohibitions

As Published: 2013

REC 3.21 Criminal offences and civil prohibitions

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IFPRU 3.2 Capital

As Published: 2014

IFPRU 3.2 Capital

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MAR 9.1 Application, introduction, approach and structure

As Published: 2017

MAR 9.1 Application, introduction, approach and structure

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LR 13.5 Financial information in Class 1 Circulars

As Published: 2007

LR 13.5 Financial information in Class 1 Circulars

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SUP 12.7 Notification requirements

As Published: 2002

SUP 12.7 Notification requirements

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RCB 3.2 Annual confirmations of compliance and asset pool monitor

As Published: 2011

RCB 3.2 Annual confirmations of compliance and asset pool monitor

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LR 13.8 Other circulars

As Published: 2007

LR 13.8 Other circulars

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REC 6.2 Applications

As Published: 2007

REC 6.2 Applications

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BIPRU 8.4 CAD Article 22 groups and investment firm consolidation waiver

As Published: 2013

BIPRU 8.4 CAD Article 22 groups and investment firm consolidation waiver

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LR 5.6 Reverse takeovers

As Published: 2012

LR 5.6 Reverse takeovers

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