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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DTR 5.1 Notification of the acquisition or disposal of major shareholdings

As Published: 2006

DTR 5.1 Notification of the acquisition or disposal of major shareholdings

COBS 18.8 OPS firms - non scope business

As Published: 2007

COBS 18.8 OPS firms - non scope business

BIPRU 8.2 Scope and basic consolidation requirements for UK consolidation groups

As Published: 2007

BIPRU 8.2 Scope and basic consolidation requirements for UK consolidation groups

GEN 4.1 Application

As Published: 2003

GEN 4.1 Application

LR 16.4 Requirements with continuing application

As Published: 2007

LR 16.4 Requirements with continuing application

COBS 9.6 Special rules for giving basic advice on a stakeholder product

As Published: 2007

COBS 9.6 Special rules for giving basic advice on a stakeholder product

FEES 5.5B Case fees

As Published: 2013

FEES 5.5B Case fees

DISP App 3.4 Root cause analysis

As Published: 2017

DISP App 3.4 Root cause analysis

COBS 18.2 Energy market activity and oil market activity

As Published: 2007

COBS 18.2 Energy market activity and oil market activity

MAR 1.3 Insider dealing

As Published: 2005

MAR 1.3 Insider dealing

COBS 13.4 Contents of a key features illustration

As Published: 2007

COBS 13.4 Contents of a key features illustration

COBS 4.2 Fair, clear and not misleading communications

As Published: 2007

COBS 4.2 Fair, clear and not misleading communications

PERG 3A.5 Exclusions

As Published: 2011

PERG 3A.5 Exclusions

CONC 8.8 Debt management plans

As Published: 2014

CONC 8.8 Debt management plans

PERG 13.4 Financial instruments

As Published: 2007

PERG 13.4 Financial instruments

LR 9.8 Annual financial report

As Published: 2006

LR 9.8 Annual financial report

CASS 5.6 Client money distribution

As Published: 2004

CASS 5.6 Client money distribution

PERG 16.2 What types of funds and businesses are caught?

As Published: 2013

PERG 16.2 What types of funds and businesses are caught?

COLL 11.1 Introduction

As Published: 2011

COLL 11.1 Introduction

PRIN 1.2 Clients and the Principles

As Published: 2004

PRIN 1.2 Clients and the Principles