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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

MAR 8.1 Application and purpose

As Published: 2013

MAR 8.1 Application and purpose

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REC 3.20 Disciplinary action relating to members

As Published: 2013

REC 3.20 Disciplinary action relating to members

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PERG 13.4 Financial instruments

As Published: 2007

PERG 13.4 Financial instruments

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LR 1.6 Listing Categories

As Published: 2010

LR 1.6 Listing Categories

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CASS 11.6 Statutory trust

As Published: 2014

CASS 11.6 Statutory trust

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EG 5.7 The relevance of settled cases to subsequent action

As Published: 2016

EG 5.7 The relevance of settled cases to subsequent action

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FEES App 1 Annex 3 Emergencies

As Published: 2012

FEES App 1 Annex 3 Emergencies

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SUP App 2.1 Application

As Published: 2004

SUP App 2.1 Application

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CASS 7A.1 Application and purpose

As Published: 2008

CASS 7A.1 Application and purpose

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TC 1.2 Actions for damages

As Published: 2007

TC 1.2 Actions for damages

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LR 17.5 Requirements for states, regional and local authorities and public international bodies

As Published: 2006

LR 17.5 Requirements for states, regional and local authorities and public international bodies

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MAR 6.2 Purpose

As Published: 2017

MAR 6.2 Purpose

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TC 3.1 Record-keeping requirements

As Published: 2007

TC 3.1 Record-keeping requirements

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EG 2.7 Sources of cases

As Published: 2016

EG 2.7 Sources of cases

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CASS 9.1 Application

As Published: 2010

CASS 9.1 Application

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REC 3.25 Significant breaches of rules and disorderly trading conditions

As Published: 2007

REC 3.25 Significant breaches of rules and disorderly trading conditions

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EG 2.12 Co-operation

As Published: 2016

EG 2.12 Co-operation

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FEES 12.1 Application and Purpose

As Published: 2015

FEES 12.1 Application and Purpose

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LR 12.1 Application

As Published: 2005

LR 12.1 Application

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EG 15.4 Disqualification under section 249 or section 261K

As Published: 2016

EG 15.4 Disqualification under section 249 or section 261K

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