Search Result

SUP 14.7 Cancellation of a top-up permission to carry on regulated activities outside the scope of the Single Market Directives or the auction regulation

…

SUP 16.15 Reporting under the Electronic Money Regulations

As Published: 2011

SUP 16.15 Reporting under the Electronic Money Regulations

…

MCOB 1.5 Application to appointed representatives

As Published: 2004

MCOB 1.5 Application to appointed representatives

…

CONC 13.1 Application

As Published: 2014

CONC 13.1 Application

…

DTR 5.11 Non EEA State issuers

As Published: 2007

DTR 5.11 Non EEA State issuers

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

IFPRU 11.1 Application and purpose

SUP App 3.2 Purpose

LR 10.5 Class 1 requirements

FEES 6.4 Management expenses

CASS 11.6 Statutory trust

MAR 7A.3 Requirements for algorithmic trading

PR 5.1 Validity of prospectus

PERG 8.35 Authorisation and exemption

IPRU-INV 2.1 APPLICATION

TC 1.2 Actions for damages

LR 10.7 Transactions by specialist companies

PERG 2.1 Application and purpose

PERG 12.1 Background

SUP 10A.16 How to apply for approval and give notifications

CASS 6.4 Use of safe custody assets

SUP 14.7 Cancellation of a top-up permission to carry on regulated activities outside the scope of the Single Market Directives or the auction regulation

SUP 16.15 Reporting under the Electronic Money Regulations

MCOB 1.5 Application to appointed representatives

CONC 13.1 Application

DTR 5.11 Non EEA State issuers