Search Result

1061 - 1080 of 1565 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 4.2G Reports by skilled persons

As Published: 2013

REC 4.2G Reports by skilled persons

APER 1.2 Purpose

As Published: 2007

APER 1.2 Purpose

REC 2.9 Transaction recording

As Published: 2004

REC 2.9 Transaction recording

IFPRU 4.1 Application and purpose

As Published: 2013

IFPRU 4.1 Application and purpose

LR 3.4 Debt and other securities

As Published: 2007

LR 3.4 Debt and other securities

SUP 12.8 Termination of a relationship with an appointed representative or EEA tied agent

As Published: 2004

SUP 12.8 Termination of a relationship with an appointed representative or EEA tied agent

APER 2.1A The Statements of Principle

As Published: 2015

APER 2.1A The Statements of Principle

IFPRU 5.1 Application and purpose

As Published: 2014

IFPRU 5.1 Application and purpose

REC 4.2C Control over a UK RIE

As Published: 2007

REC 4.2C Control over a UK RIE

SUP 12.7 Notification requirements

As Published: 2002

SUP 12.7 Notification requirements

LR 2.2 Requirements for all securities

As Published: 2007

LR 2.2 Requirements for all securities

SUP 17A.2 Connectivity with FCA systems

As Published: 2017

SUP 17A.2 Connectivity with FCA systems

PERG 1.3 Status of guidance

As Published: 2005

PERG 1.3 Status of guidance

PERG 8.7 Engage in investment activity

As Published: 2011

PERG 8.7 Engage in investment activity

SUP 12.9 Record keeping

As Published: 2004

SUP 12.9 Record keeping

IFPRU 1.1 Application and Purpose

As Published: 2014

IFPRU 1.1 Application and Purpose

PERG 16.8 Territorial scope

As Published: 2013

PERG 16.8 Territorial scope

PERG 8.15 Financial promotions by members of the professions (articles 55 and 55A)

As Published: 2005

PERG 8.15 Financial promotions by members of the professions (articles 55 and 55A)

LR 10.5 Class 1 requirements

As Published: 2007

LR 10.5 Class 1 requirements

DTR 6.1 Information requirements for issuers of shares and debt securities

As Published: 2006

DTR 6.1 Information requirements for issuers of shares and debt securities