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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

FEES 5.2 Introduction

As Published: 2006

FEES 5.2 Introduction

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SUP 16.14 Client money and asset return

As Published: 2010

SUP 16.14 Client money and asset return

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REC 1.1 Application

As Published: 2005

REC 1.1 Application

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PERG 4.10 Exclusions applying to more than one regulated activity

As Published: 2014

PERG 4.10 Exclusions applying to more than one regulated activity

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APER 4.2 Statement of Principle 2

As Published: 2005

APER 4.2 Statement of Principle 2

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REC 2.7 Access to facilities

As Published: 2004

REC 2.7 Access to facilities

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IPRU-INV 13.1A Capital resources and professional indemnity insurance requirements for an exempt CAD firm

As Published: 2010

IPRU-INV 13.1A Capital resources and professional indemnity insurance requirements for an exempt CAD firm

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LR 6.2 Historical financial information requirements

As Published: 2017

LR 6.2 Historical financial information requirements

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SUP 13A.7 Top-up permission

As Published: 2007

SUP 13A.7 Top-up permission

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IFPRU 11.1 Application and purpose

As Published: 2015

IFPRU 11.1 Application and purpose

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PR 1.1 Preliminary

As Published: 2005

PR 1.1 Preliminary

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LR 10.5 Class 1 requirements

As Published: 2007

LR 10.5 Class 1 requirements

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FEES 6.4 Management expenses

As Published: 2007

FEES 6.4 Management expenses

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REC 1.2 Purpose, status and quotations, notes or references

As Published: 2004

REC 1.2 Purpose, status and quotations, notes or references

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PERG 6.3 Background

As Published: 2005

PERG 6.3 Background

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PR 3.4 Supplementary prospectus

As Published: 2007

PR 3.4 Supplementary prospectus

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GEN 1.2 Referring to approval by the FCA

As Published: 2005

GEN 1.2 Referring to approval by the FCA

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MAR 10.1 Application

As Published: 2017

MAR 10.1 Application

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EG 10.2 Section 380 (injunctions for b reaches of relevant requirement9) and section 381 (injunctions in cases of market abuse): the FCA's policy

As Published: 2016

EG 10.2 Section 380 (injunctions for b reaches of relevant requirement9) and section 381 (injunctions in cases of market abuse): the FCA's policy

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FEES 6.5 Compensation costs

As Published: 2006

FEES 6.5 Compensation costs

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