Search Result

801 - 820 of 919 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 9.6 The investment condition (section 236(3) of the Act): general

As Published: 2009

PERG 9.6 The investment condition (section 236(3) of the Act): general

PERG 15.6 Territorial scope

As Published: 2013

PERG 15.6 Territorial scope

IFPRU 4.14 Counterparty credit risk

As Published: 2014

IFPRU 4.14 Counterparty credit risk

FEES 11.2 Pensions guidance providers’ levy

As Published: 2015

FEES 11.2 Pensions guidance providers’ levy

IFPRU 8.1 Prudential consolidation

As Published: 2014

IFPRU 8.1 Prudential consolidation

COLL 8.1 Introduction

As Published: 2007

COLL 8.1 Introduction

PERG 8.33 Introducing

As Published: 2007

PERG 8.33 Introducing

PERG 4.12 Appointed representatives

As Published: 2014

PERG 4.12 Appointed representatives

ICOBS 5.3 Advised sales

As Published: 2012

ICOBS 5.3 Advised sales

SUP App 3.9 Mapping of MiFID, CRD, AIFMD, UCITS Directive, MCD and Insurance Mediation Directive to the Regulated Activities Order

As Published: 2004

SUP App 3.9 Mapping of MiFID, CRD, AIFMD, UCITS Directive, MCD and Insurance Mediation Directive to the Regulated Activities Order

SUP 16.4 Annual controllers report

As Published: 2001

SUP 16.4 Annual controllers report

SUP 13.6 Changes to branches

As Published: 2001

SUP 13.6 Changes to branches

COND 1.2 Purpose

As Published: 2007

COND 1.2 Purpose

PRIN 3.1 Who?

As Published: 2007

PRIN 3.1 Who?

SUP 3.2 Purpose

As Published: 2001

SUP 3.2 Purpose

REC 4.1 Application and purpose

As Published: 2007

REC 4.1 Application and purpose

PERG 17.5 The meaning of advice

As Published: 2014

PERG 17.5 The meaning of advice

CREDS 8.3 Approved persons

As Published: 2012

CREDS 8.3 Approved persons

ICOBS 2.2 Communications to clients and financial promotions

As Published: 2010

ICOBS 2.2 Communications to clients and financial promotions

PERG 10.3 Pension Scheme Trustees

As Published: 2006

PERG 10.3 Pension Scheme Trustees