Search Result

61 - 80 of 1372 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 3.4 Members of the management body and internal organisation

As Published: 2007

REC 3.4 Members of the management body and internal organisation

MAR 9.3 Notification and information

As Published: 2017

MAR 9.3 Notification and information

SUP 15.13 Notification by CBTL firms

As Published: 2016

SUP 15.13 Notification by CBTL firms

PR 3.1 Approval of prospectus

As Published: 2005

PR 3.1 Approval of prospectus

LR 14.2 Requirements for listing

As Published: 2007

LR 14.2 Requirements for listing

LR 4.4 Miscellaneous

As Published: 2007

LR 4.4 Miscellaneous

DEPP 2.5 Provision for certain categories of decision

As Published: 2007

DEPP 2.5 Provision for certain categories of decision

LR 10.5 Class 1 requirements

As Published: 2007

LR 10.5 Class 1 requirements

COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary

As Published: 2006

COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary

RCB 3.6 Fees and other matters

RCB 3.6 Fees and other matters

LR 3.2 Application for admission to listing

As Published: 2005

LR 3.2 Application for admission to listing

DTR 4.2 Half-yearly financial reports

As Published: 2015

DTR 4.2 Half-yearly financial reports

SYSC 19C.3 Remuneration principles

As Published: 2014

SYSC 19C.3 Remuneration principles

LR 15.2 Requirements for listing

As Published: 2007

LR 15.2 Requirements for listing

SUP 10C.14 Changes to an FCA-approved person’s details

As Published: 2015

SUP 10C.14 Changes to an FCA-approved person’s details

IFPRU 3.2 Capital

As Published: 2014

IFPRU 3.2 Capital

DTR 7.2 Corporate governance statements

As Published: 2010

DTR 7.2 Corporate governance statements

LR 3.5 Block listing

As Published: 2007

LR 3.5 Block listing

DTR 6.2 Filing information and use of language

As Published: 2012

DTR 6.2 Filing information and use of language

PR 5.5 Persons responsible for a prospectus

As Published: 2012

PR 5.5 Persons responsible for a prospectus