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EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

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EG 12.1 The FCA’s general approach

As Published: 2016

EG 12.1 The FCA’s general approach

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SUP 15.6 Inaccurate, false or misleading information

As Published: 2005

SUP 15.6 Inaccurate, false or misleading information

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LR 3.3 Shares

As Published: 2007

LR 3.3 Shares

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FEES 11.2 Pensions guidance providers’ levy

As Published: 2015

FEES 11.2 Pensions guidance providers’ levy

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REC 6.3 Recognition requirements

SUP 10A.10 Customer-dealing functions

FEES 6.7 Payment of levies

LR 19.2 Requirements for listing

COBS 11.6 Use of dealing commission [deleted]

EG 10.4 Other relevant powers

RCB 3.3 Asset pool notifications

ICOBS 8.4 Employers’ Liability Insurance

LR 5.2 Cancelling listing

PERG 8.6 Communicate

MAR 9.5 Frequently Asked Questions

SUP 13.4 Providing cross border services into another EEA State

BIPRU 7.7 Position risk requirements for collective investment undertakings

EG 19.5 Regulation of Investigatory Powers Act 2000 (RIPA)

PERG 4.6 Advising on regulated mortgage contracts

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

EG 12.1 The FCA’s general approach

SUP 15.6 Inaccurate, false or misleading information

LR 3.3 Shares

FEES 11.2 Pensions guidance providers’ levy