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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DISP 3.3 Dismissal without consideration of the merits and test cases

As Published: 2004

DISP 3.3 Dismissal without consideration of the merits and test cases

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COLL 1.1 Applications and purpose

As Published: 2007

COLL 1.1 Applications and purpose

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EG App 3.3 SFO

As Published: 2016

EG App 3.3 SFO

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REC 2.7A Position management and position reporting in relation to commodity derivatives

As Published: 2017

REC 2.7A Position management and position reporting in relation to commodity derivatives

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LR 15.2 Requirements for listing

As Published: 2007

LR 15.2 Requirements for listing

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SYSC 19D.2 General requirement

As Published: 2015

SYSC 19D.2 General requirement

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COBS 11.2 Best execution for AIFMs and residual CIS operators

As Published: 2007

COBS 11.2 Best execution for AIFMs and residual CIS operators

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DTR 7.1 Audit committees

As Published: 2008

DTR 7.1 Audit committees

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COBS 18.5 Residual CIS operators and small authorised UK AIFMs

As Published: 2007

COBS 18.5 Residual CIS operators and small authorised UK AIFMs

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TC App 5.1

As Published: 2010

TC App 5.1

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DISP 3.5 Resolution of complaints by the Ombudsman

As Published: 2008

DISP 3.5 Resolution of complaints by the Ombudsman

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