Search Result

1181 - 1200 of 1812 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

IFPRU 2.1 Application and purpose

As Published: 2016

IFPRU 2.1 Application and purpose

SUP App 3.2 Purpose

As Published: 2004

SUP App 3.2 Purpose

LR 18.1 Application

As Published: 2005

LR 18.1 Application

SUP 2.4 'Mystery shopping'

As Published: 2005

SUP 2.4 'Mystery shopping'

DISP App 3.4 Root cause analysis

As Published: 2017

DISP App 3.4 Root cause analysis

BIPRU 9.6 Implicit support

As Published: 2011

BIPRU 9.6 Implicit support

EG 11.1 Restitution orders under sections 382, 383 and 384 of the Act: the FCA's general approach

As Published: 2016

EG 11.1 Restitution orders under sections 382, 383 and 384 of the Act: the FCA's general approach

MAR 1.1 Application and interpretation

As Published: 2002

MAR 1.1 Application and interpretation

SUP 1A.1 Application and purpose

As Published: 2013

SUP 1A.1 Application and purpose

APER 4.6 Statement of Principle 6

As Published: 2015

APER 4.6 Statement of Principle 6

LR 18.3 Listing applications

As Published: 2007

LR 18.3 Listing applications

CONC 8.5 Financial statements and debt repayment offers

As Published: 2016

CONC 8.5 Financial statements and debt repayment offers

SUP 1A.3 The FCA's approach to supervision

As Published: 2013

SUP 1A.3 The FCA's approach to supervision

REC 3.13 Delegation of relevant functions

As Published: 2011

REC 3.13 Delegation of relevant functions

EG 2.12 Co-operation

As Published: 2016

EG 2.12 Co-operation

SYSC 22.4 Drafting the reference: detailed requirements for full scope regulatory reference firms

As Published: 2016

SYSC 22.4 Drafting the reference: detailed requirements for full scope regulatory reference firms

SYSC 13.8 External events and other changes

As Published: 2016

SYSC 13.8 External events and other changes

INSPRU 1.1 Application

As Published: 2006

INSPRU 1.1 Application

EG 16.4 The effect of a disapplication order

As Published: 2016

EG 16.4 The effect of a disapplication order

IPRU-INV 5.9 Liquid Capital Requirement for firms whose permitted business includes establishing, operating or winding up a personal pension scheme

As Published: 2016

IPRU-INV 5.9 Liquid Capital Requirement for firms whose permitted business includes establishing, operating or winding up a personal pension scheme