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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

FEES 9.1 Application and purpose

As Published: 2015

FEES 9.1 Application and purpose

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IFPRU 7.1 Application

As Published: 2014

IFPRU 7.1 Application

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SUP 1A.4 Tools of supervision

As Published: 2013

SUP 1A.4 Tools of supervision

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LR 5.3 Requests to cancel or suspend

As Published: 2007

LR 5.3 Requests to cancel or suspend

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REC 3.2 Form and method of notification

As Published: 2013

REC 3.2 Form and method of notification

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INSPRU 8.2 Special provisions for Lloyd's

As Published: 2009

INSPRU 8.2 Special provisions for Lloyd's

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MAR 10.2 Position limit requirements

As Published: 2017

MAR 10.2 Position limit requirements

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IPRU-INV 4.4 FINANCIAL RESOURCE REQUIREMENTS

As Published: 2015

IPRU-INV 4.4 FINANCIAL RESOURCE REQUIREMENTS

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IFPRU 4.10 Validation

As Published: 2014

IFPRU 4.10 Validation

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CASS 1A.2 CASS firm classification

As Published: 2010

CASS 1A.2 CASS firm classification

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LR 13.5 Financial information in Class 1 Circulars

As Published: 2007

LR 13.5 Financial information in Class 1 Circulars

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LR 19.4 Continuing obligations

As Published: 2006

LR 19.4 Continuing obligations

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REC 3.6 Constitution and governance

As Published: 2013

REC 3.6 Constitution and governance

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CASS 5.4 Non-statutory client money trust

As Published: 2004

CASS 5.4 Non-statutory client money trust

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FEES 5.3 The general levy

As Published: 2010

FEES 5.3 The general levy

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MAR 5.7 Pre- and post-trade transparency requirements for equity and non- equity instruments: form of waiver and deferral

As Published: 2007

MAR 5.7 Pre- and post-trade transparency requirements for equity and non- equity instruments: form of waiver and deferral

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LR 13.2 Approval of circulars

As Published: 2010

LR 13.2 Approval of circulars

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BIPRU 7.5 Foreign currency PRR

As Published: 2007

BIPRU 7.5 Foreign currency PRR

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PERG 16.5 How AIFMD affects other regulated activities

As Published: 2013

PERG 16.5 How AIFMD affects other regulated activities

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SYSC 4 Annex 1 The main business activities and functions of a relevant authorised person

As Published: 2015

SYSC 4 Annex 1 The main business activities and functions of a relevant authorised person

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