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EG 13.9 The FCA's use of its power to petition for a bankruptcy order or a sequestration award in relation to an individual (section 372 of the Act)

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LR 13.2 Approval of circulars

As Published: 2010

LR 13.2 Approval of circulars

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EG 8.4 Limitations and requirements that the FCA may impose when exercising its section 55J and 55L powers

As Published: 2016

EG 8.4 Limitations and requirements that the FCA may impose when exercising its section 55J and 55L powers

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EG 13.10 Applications in relation to voluntary arrangements: the FCA’s policy

As Published: 2016

EG 13.10 Applications in relation to voluntary arrangements: the FCA’s policy

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LR 1.1 Introduction

As Published: 2005

LR 1.1 Introduction

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DTR 2.5 Delaying disclosure of inside information

As Published: 2008

DTR 2.5 Delaying disclosure of inside information

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SUP 11.4 Requirements on firms

As Published: 2004

SUP 11.4 Requirements on firms

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Similar To

RCB 4.2 Enforcement powers and penalties

PERG 9.9 The investment condition : the 'satisfaction test' (section 236(3)(b) of the Act)

DTR 1C.2 Modifying rules and consulting the FCA

DEPP 6.7 Discount for early settlement

REC 4.4 Complaints

DTR 8.2 Approval as a primary information provider

REC 3.6 Constitution and governance

DEPP 6A.2 Deciding whether to take action

REC 2.14 Rules and consultation

SUP 2.4 'Mystery shopping'

PERG 9.3 The definition

LR 1.2 Modifying rules and consulting the FCA

FEES 5.3 The general levy

EG 13.9 The FCA's use of its power to petition for a bankruptcy order or a sequestration award in relation to an individual (section 372 of the Act)