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EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

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EG 9.9 The effect of the FCA’s decision to withdraw approval

As Published: 2016

EG 9.9 The effect of the FCA’s decision to withdraw approval

…

PR App 1.1

As Published: 2005

PR App 1.1

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Effective Period

Similar To

LR 8.7 Supervision of sponsors

SUP 6.2 Introduction

DEPP 6A.3 Determining the appropriate length of the period of suspension, restriction, condition or disciplinary prohibition

SUP 7.2 The FCA's powers to set individual requirements and limitations on its own initiative

EG 7.1 The FCA’s use of sanctions

SUP 13.3 Establishing a branch in another EEA State

EG 5.5 The settlement discount scheme

DEPP 2.3 Decision notices and second supervisory notices

DEPP 4.1 Executive decision maker

EG 5.1 Settlement and the FCA – an overview

SUP 10C.3 General material about the definition of controlled functions

SUP 13A.3 Qualifications for authorisation under the Act

DEPP 2.2 Warning notices and first supervisory notices

DEPP 2.1 Statutory notices

SUP 6.4 Applications for cancellation of permission

APER 4.4 Statement of Principle 4

REC 4.2D Suspension and removal of financial instruments from trading by the FCA

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

EG 9.9 The effect of the FCA’s decision to withdraw approval

PR App 1.1