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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 3.26 Proposals to make regulatory provision

As Published: 2007

REC 3.26 Proposals to make regulatory provision

ICOBS 2.1 Client categorisation

As Published: 2007

ICOBS 2.1 Client categorisation

SYSC 22.6 Giving and updating references: additional rules and guidance for full scope regulatory reference firms

As Published: 2016

SYSC 22.6 Giving and updating references: additional rules and guidance for full scope regulatory reference firms

SUP 15.7 Form and method of notification

As Published: 2002

SUP 15.7 Form and method of notification

PERG 17.7 Examples

As Published: 2014

PERG 17.7 Examples

SUP 15.8 Notification in respect of particular products and services

As Published: 2001

SUP 15.8 Notification in respect of particular products and services

DISP App 1.3 Remortgaging

As Published: 2008

DISP App 1.3 Remortgaging

SUP 5.2 The FCA’s power

As Published: 2016

SUP 5.2 The FCA’s power

MIPRU 4.2D Liquidity resources requirements

As Published: 2013

MIPRU 4.2D Liquidity resources requirements

REC 2.11 Custody

As Published: 2004

REC 2.11 Custody

SUP 16.10 Verification of standing data

As Published: 2004

SUP 16.10 Verification of standing data

LR 18.2 Requirements for listing

As Published: 2007

LR 18.2 Requirements for listing

PR 1.1 Preliminary

As Published: 2005

PR 1.1 Preliminary

EG 2.11 Senior management responsibility

As Published: 2015

EG 2.11 Senior management responsibility

APER 4.4 Statement of Principle 4

As Published: 2015

APER 4.4 Statement of Principle 4

PERG 11.2 Guidance on property investment clubs

As Published: 2013

PERG 11.2 Guidance on property investment clubs

SUP 16.8 Persistency reports from insurers and data reports on stakeholder pensions

As Published: 2002

SUP 16.8 Persistency reports from insurers and data reports on stakeholder pensions

COBS 2.3 Inducements relating to business other than MiFID, equivalent third country or optional exemption business

As Published: 2007

COBS 2.3 Inducements relating to business other than MiFID, equivalent third country or optional exemption business

MCOB 4.1 Application

As Published: 2004

MCOB 4.1 Application

PERG 9.5 The property condition (section 236(2) of the Act)

As Published: 2005

PERG 9.5 The property condition (section 236(2) of the Act)