Search Result
REC 2.16A Operation of a multilateral trading facility (MTF) or an organised trading facility (OTF)
As Published: 2007
REC 2.16A Operation of a multilateral trading facility (MTF) or an organised trading facility (OTF)
…
IFPRU 10.3 Countercyclical capital buffer
As Published: 2014
IFPRU 10.3 Countercyclical capital buffer
…
MCOB 10.3 Formula and assumptions for calculating the APR
As Published: 2004
MCOB 10.3 Formula and assumptions for calculating the APR
…
COBS 9.5 Record keeping and retention periods for suitability records
As Published: 2007
COBS 9.5 Record keeping and retention periods for suitability records
…
BIPRU 9.13 Securitisations of revolving exposures with early amortisation provisions
As Published: 2007
BIPRU 9.13 Securitisations of revolving exposures with early amortisation provisions
…
SUP 10C.12 Conditional and time-limited approvals
As Published: 2015
SUP 10C.12 Conditional and time-limited approvals
…
IPRU-INV 11.3 DETAIL OF MAIN REQUIREMENTS
As Published: 2015
IPRU-INV 11.3 DETAIL OF MAIN REQUIREMENTS
…
CONC 4.6 Pre-contract disclosure: continuous payment authorities
As Published: 2015
CONC 4.6 Pre-contract disclosure: continuous payment authorities
…
EG 8.5 Cancelling a firm’s Part 4A permission on its own initiative
As Published: 2016
EG 8.5 Cancelling a firm’s Part 4A permission on its own initiative
…
PERG 8.30 Medium used to give advice or information
As Published: 2005
PERG 8.30 Medium used to give advice or information
…
TC App 4.1 Appropriate Qualification tables
As Published: 2010
TC App 4.1 Appropriate Qualification tables
…
BIPRU 14.2 Calculation of the capital requirement for CCR
As Published: 2006
BIPRU 14.2 Calculation of the capital requirement for CCR
…
BIPRU 8.2 Scope and basic consolidation requirements for UK consolidation groups
As Published: 2007
BIPRU 8.2 Scope and basic consolidation requirements for UK consolidation groups
…
COBS 2.1 Acting honestly, fairly and professionally
As Published: 2007
COBS 2.1 Acting honestly, fairly and professionally
…
COBS 13.6 Preparing product information: adviser and consultancy charges
As Published: 2011
COBS 13.6 Preparing product information: adviser and consultancy charges
…