Search Result

561 - 580 of 1797 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COBS 16.6 Communications to clients - life insurance, long term care insurance and income withdrawals

As Published: 2007

COBS 16.6 Communications to clients - life insurance, long term care insurance and income withdrawals

PERG 9.10 Significance of being an open-ended investment company

As Published: 2005

PERG 9.10 Significance of being an open-ended investment company

FEES 8.1 Consumer Credit permissions

As Published: 2013

FEES 8.1 Consumer Credit permissions

APER 4.2 Statement of Principle 2

As Published: 2005

APER 4.2 Statement of Principle 2

REC 2.6 General safeguards for investors, suspension and removal of financial instruments from trading and order execution on regulated markets

As Published: 2004

REC 2.6 General safeguards for investors, suspension and removal of financial instruments from trading and order execution on regulated markets

PERG 15.1 Introduction

As Published: 2012

PERG 15.1 Introduction

COBS 9.6 Special rules for giving basic advice on a stakeholder product

As Published: 2007

COBS 9.6 Special rules for giving basic advice on a stakeholder product

IFPRU 4.11 Income-producing real estate portfolios

As Published: 2014

IFPRU 4.11 Income-producing real estate portfolios

COBS 11.8 Recording telephone conversations and electronic communications [deleted]

As Published: 2008

COBS 11.8 Recording telephone conversations and electronic communications [deleted]

BIPRU 4.2 The IRB approach: High level material

As Published: 2006

BIPRU 4.2 The IRB approach: High level material

SYSC 20.2 Reverse stress testing requirements

As Published: 2010

SYSC 20.2 Reverse stress testing requirements

SUP 10C.8 The other local responsibility function (SMF22) and EEA branch senior manager functions (SMF21)

As Published: 2015

SUP 10C.8 The other local responsibility function (SMF22) and EEA branch senior manager functions (SMF21)

SUP 11.5 Notifications by firms

As Published: 2004

SUP 11.5 Notifications by firms

SUP App 2.14A Fairness issues for with-profit firms in difficulty or in an irregular situation

As Published: 2015

SUP App 2.14A Fairness issues for with-profit firms in difficulty or in an irregular situation

PERG 4.2 Introduction

As Published: 2005

PERG 4.2 Introduction

DEPP 4.1 Executive decision maker

As Published: 2007

DEPP 4.1 Executive decision maker

COBS 5.2 E-Commerce

As Published: 2007

COBS 5.2 E-Commerce

COBS 16.2 Occasional reporting

As Published: 2007

COBS 16.2 Occasional reporting

EG 7.6 Private warnings

As Published: 2015

EG 7.6 Private warnings

COLL 12.2 UK UCITS management companies

As Published: 2016

COLL 12.2 UK UCITS management companies