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EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

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LR 3.3 Shares

As Published: 2007

LR 3.3 Shares

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CASS 11.3 Responsibility for CASS operational oversight

As Published: 2015

CASS 11.3 Responsibility for CASS operational oversight

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MCOB 4.11 Sale and rent back: advising and selling standards

As Published: 2010

MCOB 4.11 Sale and rent back: advising and selling standards

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CONC 12.1 Application and purpose

As Published: 2013

CONC 12.1 Application and purpose

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RCB 4.2 Enforcement powers and penalties

As Published: 2010

RCB 4.2 Enforcement powers and penalties

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EG 19.18 Counter-Terrorism Act 2008

As Published: 2016

EG 19.18 Counter-Terrorism Act 2008

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LR 4.3 Approval and publication of listing particulars

As Published: 2016

LR 4.3 Approval and publication of listing particulars

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EG 5.4 Multiple parties and third party rights in enforcement action involving warning and decision notices

GENPRU 3.1 Application

CONC 7.6 Exercise of continuous payment authority

EG 19.5 Regulation of Investigatory Powers Act 2000 (RIPA)

REC 3.1 Application and purpose

SYSC 4.3A Management body and nomination committee

MAR 5.10 Operation of an SME growth market

GENPRU 1.3 Valuation

PR 5.3 Certificate of approval

SYSC 13.6 People

CONC 7.9 Contact with customers

CASS 6.1 Application

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy