Search Result

421 - 440 of 1597 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

EG 19.22 Decision making under the Payment Services Regulations

As Published: 2016

EG 19.22 Decision making under the Payment Services Regulations

ICOBS 3.2 E-Commerce

As Published: 2013

ICOBS 3.2 E-Commerce

SUP 6.5 Ending authorisation

As Published: 2001

SUP 6.5 Ending authorisation

SYSC 18.6 Whistleblowing obligations under MiFID and other EU legislation

As Published: 2017

SYSC 18.6 Whistleblowing obligations under MiFID and other EU legislation

EG 4.5 Notice of termination of investigations

As Published: 2016

EG 4.5 Notice of termination of investigations

EG 15.4 Disqualification under section 249 or section 261K

As Published: 2016

EG 15.4 Disqualification under section 249 or section 261K

COLL 6.3 Valuation and pricing

As Published: 2006

COLL 6.3 Valuation and pricing

EG 7.1 The FCA’s use of sanctions

As Published: 2015

EG 7.1 The FCA’s use of sanctions

COCON 1.2 Investments

As Published: 2015

COCON 1.2 Investments

REC 3.6 Constitution and governance

As Published: 2013

REC 3.6 Constitution and governance

IFPRU 8.2 Large Exposures

As Published: 2014

IFPRU 8.2 Large Exposures

DTR 5.1 Notification of the acquisition or disposal of major shareholdings

As Published: 2006

DTR 5.1 Notification of the acquisition or disposal of major shareholdings

BIPRU 4.3 The IRB approach: Provisions common to different exposure classes

As Published: 2006

BIPRU 4.3 The IRB approach: Provisions common to different exposure classes

PERG 2.4 Link between activities and the United Kingdom

As Published: 2007

PERG 2.4 Link between activities and the United Kingdom

MAR 5.6 Reporting requirements

As Published: 2007

MAR 5.6 Reporting requirements

PERG 8.4 Invitation or inducement

As Published: 2005

PERG 8.4 Invitation or inducement

ICOBS 6.1 General

As Published: 2007

ICOBS 6.1 General

REC 4.4 Complaints

As Published: 2011

REC 4.4 Complaints

PERG 5.2 Introduction

As Published: 2005

PERG 5.2 Introduction

MAR 9.1 Application, introduction, approach and structure

As Published: 2017

MAR 9.1 Application, introduction, approach and structure