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EG 15.2 Disqualification of auditors and actuaries under its powers contained in section 345, section 249 and section 261K of the Act: the FCA's general approach

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SUP 12.8 Termination of a relationship with an appointed representative or EEA tied agent

As Published: 2004

SUP 12.8 Termination of a relationship with an appointed representative or EEA tied agent

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GEN 6.1 Payment of financial penalties

As Published: 2003

GEN 6.1 Payment of financial penalties

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SYSC 22.2 Getting, giving and updating references: the main rules

As Published: 2016

SYSC 22.2 Getting, giving and updating references: the main rules

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COLL 9.4 Facilities in the United Kingdom

As Published: 2011

COLL 9.4 Facilities in the United Kingdom

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LR 6.10 Specialist companies: mineral companies

As Published: 2017

LR 6.10 Specialist companies: mineral companies

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SYSC 1.2 Purpose

As Published: 2006

SYSC 1.2 Purpose

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FIT 2.1 Honesty, integrity and reputation

EG App 3.1 The FCA

IFPRU 4.2 Standardised approach

SUP 6.5 Ending authorisation

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MAR 1.4 Unlawful disclosure

DTR 7.1 Audit committees

DEPP 6.5C The five steps for penalties imposed on individuals in market abuse cases

SUP 8.1 Application and purpose

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PERG 13.3 Investment Services and Activities

EG 15.2 Disqualification of auditors and actuaries under its powers contained in section 345, section 249 and section 261K of the Act: the FCA's general approach