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Section Provision

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 19.4 Continuing obligations

As Published: 2006

LR 19.4 Continuing obligations

…

GEN 1.3 Emergency

As Published: 2003

GEN 1.3 Emergency

…

SYSC 19C.1 General application and purpose

As Published: 2014

SYSC 19C.1 General application and purpose

…

LR 1.2 Modifying rules and consulting the FCA

As Published: 2010

LR 1.2 Modifying rules and consulting the FCA

…

MAR 5.7 Pre- and post-trade transparency requirements for equity and non- equity instruments: form of waiver and deferral

As Published: 2007

MAR 5.7 Pre- and post-trade transparency requirements for equity and non- equity instruments: form of waiver and deferral

…

SUP 5.6 Confidential information and privilege

As Published: 2016

SUP 5.6 Confidential information and privilege

…

SYSC 21.1 Risk control: guidance on governance arrangements

As Published: 2010

SYSC 21.1 Risk control: guidance on governance arrangements

…

SUP 10C.5 FCA governing functions

As Published: 2015

SUP 10C.5 FCA governing functions

…

PERG 15.5 Negative scope/exclusions

As Published: 2015

PERG 15.5 Negative scope/exclusions

…

SUP 13.1 Application and purpose

As Published: 2001

SUP 13.1 Application and purpose

…

SUP 13A.4 EEA firms establishing a branch in the United Kingdom

As Published: 2007

SUP 13A.4 EEA firms establishing a branch in the United Kingdom

…

SUP 12.1 Application and purpose

As Published: 2004

SUP 12.1 Application and purpose

…

SUP 13A.3 Qualifications for authorisation under the Act

As Published: 2007

SUP 13A.3 Qualifications for authorisation under the Act

…

EG 15.2 Disqualification of auditors and actuaries under its powers contained in section 345, section 249 and section 261K of the Act: the FCA's general approach

As Published: 2016

EG 15.2 Disqualification of auditors and actuaries under its powers contained in section 345, section 249 and section 261K of the Act: the FCA's general approach

…

IPRU-INV 9.5 CALCULATION OF OWN FUNDS

As Published: 2015

IPRU-INV 9.5 CALCULATION OF OWN FUNDS

…

REC 6.6 Supervision

As Published: 2013

REC 6.6 Supervision

…

APER 4.1 Statement of Principle 1

As Published: 2005

APER 4.1 Statement of Principle 1

…

REC 3.9 Fees and incentive schemes

As Published: 2013

REC 3.9 Fees and incentive schemes

…

SUP App 2.8 Ceasing to effect contracts of insurance

As Published: 2002

SUP App 2.8 Ceasing to effect contracts of insurance

…

REC 3.19 Investigations

As Published: 2011

REC 3.19 Investigations

…

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