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EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

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SYSC 5.1 Skills, knowledge and expertise

As Published: 2006

SYSC 5.1 Skills, knowledge and expertise

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SUP 16.13 Reporting under the Payment Services Regulations

As Published: 2010

SUP 16.13 Reporting under the Payment Services Regulations

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PERG 9.4 Collective investment scheme (section 235 of the Act)

As Published: 2011

PERG 9.4 Collective investment scheme (section 235 of the Act)

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SUP 14.6 Cancelling qualification for authorisation

As Published: 2004

SUP 14.6 Cancelling qualification for authorisation

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SYSC 13.9 Outsourcing

As Published: 2015

SYSC 13.9 Outsourcing

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SUP 10C.1 Application

As Published: 2015

SUP 10C.1 Application

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SUP 2.2 Information gathering by the appropriate regulator on its own initiative: background

As Published: 2001

SUP 2.2 Information gathering by the appropriate regulator on its own initiative: background

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PR 5.6 Miscellaneous

As Published: 2007

PR 5.6 Miscellaneous

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Similar To

REC 4.6 The section 296 power to give directions

REC 4.2A Publication of information by UK RIEs and RAPs

EG 15.3 Disqualification under section 345

EG 15.4 Disqualification under section 249 or section 261K

COLL 5.2 General investment powers and limits for UCITS schemes

SUP 16.9 Appointed representatives annual report

SUP 21.1 Form of waiver for energy market participants

LR 4.3 Approval and publication of listing particulars

LR 2.1 Preliminary

SUP 10C.3 General material about the definition of controlled functions

SUP 12.2 Introduction

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy