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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 3.14A Operation of a trading venue

As Published: 2007

REC 3.14A Operation of a trading venue

SYSC 4.7 Senior management responsibilities for UK relevant authorised persons: allocation of responsibilities

As Published: 2015

SYSC 4.7 Senior management responsibilities for UK relevant authorised persons: allocation of responsibilities

BIPRU 12.8 Cross-border and intra-group management of liquidity

As Published: 2010

BIPRU 12.8 Cross-border and intra-group management of liquidity

SYSC 10A.1 Application

As Published: 2017

SYSC 10A.1 Application

IFPRU 3.2 Capital

As Published: 2014

IFPRU 3.2 Capital

FEES 13.2 The IML levy

As Published: 2017

FEES 13.2 The IML levy

SUP 16.11 Product Sales Data Reporting

As Published: 2004

SUP 16.11 Product Sales Data Reporting

REC 6.7 Notification rules for overseas recognised bodies

As Published: 2013

REC 6.7 Notification rules for overseas recognised bodies

SUP 11.3 Requirements on controllers or proposed controllers under the Act

As Published: 2001

SUP 11.3 Requirements on controllers or proposed controllers under the Act

INSPRU 7.1 Application

As Published: 2006

INSPRU 7.1 Application

COND 2.3 Effective supervision

As Published: 2004

COND 2.3 Effective supervision

SUP App 3.10 Mapping of the Solvency II Directive to the Regulated Activities Order

As Published: 2004

SUP App 3.10 Mapping of the Solvency II Directive to the Regulated Activities Order

SUP 16.18 AIFMD reporting

As Published: 2013

SUP 16.18 AIFMD reporting

GEN 4.3 Letter disclosure

As Published: 2005

GEN 4.3 Letter disclosure

SUP App 3.3 Background

As Published: 2004

SUP App 3.3 Background

SUP 13.7 Changes to cross border services

As Published: 2001

SUP 13.7 Changes to cross border services

COLL 6.13 Record keeping

As Published: 2011

COLL 6.13 Record keeping

SUP 16.17 Remuneration reporting

As Published: 2012

SUP 16.17 Remuneration reporting

GENPRU 2.1 Calculation of capital resources requirements

As Published: 2006

GENPRU 2.1 Calculation of capital resources requirements

IPRU-INV 5.4 Financial resources requirement

As Published: 2016

IPRU-INV 5.4 Financial resources requirement